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Launched

AllianzIM U.S. Equity Buffer10 Oct ETF

OCTTCboeB

$49.11+0.01 (+0.02%)

As of Oct 13, 2026, 3:59 PM

B60/ 100

Rank 13 of 77 in S&P 500 Buffer 9-12%

B60/100Rank 13 of 77inS&P 500 Buffer 9-12%
Intraday session: up, 49 prints from 49.10 to 49.11. Range 49.02 to 49.13. Use the arrow keys to read each point.49.0249.0549.0849.1310 AM12 PM2 PM4 PM
Expense ratio
0.74%
Fund size
$59M
1Y total return
+16.8%
Yield · Last 12 months
—
Holdings
2
Avg volume · 30D
0M sh
NAV per share
$49.14
52W range
low $41.51high $49.18
Launched

The ETF.net OCTT Grade

Based on 5 of 6 pillars

B

Score 60 out of 100

Category
S&P 500 Buffer 9-12%⁠
Rank
13 of 77
Six-pillar profile for OCTT. Scores out of 100: Cost 68, Risk 43, Mission not scored, Tradability 68, Holdings 56, Durability 50. Strongest: Cost (68). Weakest: Risk (43). Based on 5 of 6 pillars.

Score 60 of 100 falls in the B band. A is 70 or higher, B 55 to under 70, C 40 to under 55, D 25 to under 40, F under 25.

  • Cost

    The fund’s net expense ratio, ranked against its category.
    B68 out of 100
    Rank 17 of 77

  • Mission

    Whether the fund did what it promised, tested against its stated mandate.
    Not scored

  • Risk

    How the fund held up when markets fell: downside volatility, drawdowns and tail loss.
    C43 out of 100
    Rank 51 of 76

  • Tradability

    How easy the fund is to trade: daily volume, and how far its price strays from net asset value.
    B68 out of 100
    Rank 19 of 77

  • Holdings

    How concentrated the fund is, and how complete and current its disclosed holdings are.
    B56 out of 100
    Rank 24 of 44

  • Durability

    Whether the fund is likely to stay open, judged by its age, its assets and its issuer’s assets.
    C50 out of 100
    Rank 38 of 77

Our read on OCTT

ETF.net Research

BA one-year seatbelt on the S&P 500, rebuckled every October 1. OCTT cushions the first 10% of the SPDR S&P 500 ETF Trust's price losses and trades away gains above a cap, with the options book run by Allianz Life's own investment arm.

Stated mandate

The Fund seeks to match the SPDR S&P 500 ETF Trust’s share-price return at the end of each one-year Outcome Period, subject to an upside Cap and a buffer against the first 10% of losses.

Why people hold it

  1. 01The deal is written down, not implied: first 10% of the reference ETF's price losses buffered, upside capped, over a fixed October 1 to September 30 window that resets like clockwork.allianzim.com
  2. 020.74% a year, a notch under the typical shallow-buffer S&P fund and cheaper than the 0.79% charged by the Innovator October series (BOCT).
  3. 03Hedging is the parent's day job. AllianzIM is a wholly owned unit of Allianz Life, and it manages the FLEX options in-house instead of outsourcing the trade.tradersmagazine.comallianzim.com
  4. 04Running since 2020, it's one of the sturdier builds among shallow-buffer S&P funds, sitting in the upper half of a crowded 52-fund field.

Worth knowing

  1. 01The 10% cushion is a full-period promise. Buy in mid-period or sell early and you get whatever the options are worth that day, not the headline buffer.allianzim.com
  2. 02Buffer and cap are stated before fees and expenses, so the 0.74% comes out of whatever the structure delivers.allianzim.com
  3. 03Thinly traded and built without an income component, so limit orders matter and the whole result shows up in the share price.

OCTT Holdings

As of Oct 12, 2026
Asset class
Stocks
Holdings
2
Top-10 weight
104%
Largest holding
4SPY 270930C0000564099.8%

Sectors

  • Technology40.1%
  • Financials11.3%
  • Communication9.9%
  • Health Care9.4%
  • Consumer Discretionary8.7%
  • Industrials7.6%
  • Consumer Staples4.4%
  • Energy3.4%
  • Utilities1.9%
  • Real Estate1.7%
  • Materials1.6%
The fund’s holdings, weight-ordered — page 1 of 1.
#TickerCompanyWeight %SharesMarket valueIn ETFs
0014SPY 270930C00005640Spy 09/30/2027 5.64 C99.83%768$59M1
0024SPY 270930P00762550Spy 09/30/2027 762.55 P4.37%768$3M1

Showing 1–2 of 2 holdings

OCTT Performance

Launched Sep 30, 2020

Shows how $10,000 changes over the selected period, with cash distributions reinvested at the closing price on each ex-dividend date.

Not enough history yet.
OCTT$11,677
SPY tracks large US stocks. It provides market context, rather than representing this fund’s strategy, asset class or investment benchmark.$12,044
Oct 10, 2025 to Oct 12, 2026. OCTT $11,677. SPY $12,044. Use the arrow keys to read each point.$9,582$10,912$12,243Oct 2025Apr 2026Oct 2026

Oct 10, 2025 – Oct 12, 2026

Returns run to the Oct 12, 2026 close, with cash distributions reinvested. Each period starts on the same date that many months or years earlier. Periods over one year show the average yearly return.

Trailing total return for OCTT. Periods over one year show the average yearly return.
PeriodOCTT
Year to date+12.8%
1 month+2.3%
3 months+4.5%
1 year+16.8%
3 yearsper year+15.4%
5 yearsper year+11.1%
10 yearsFund is under 10 years oldper year—

As of the close, with distributions reinvested.

Calendar-year total return with cash distributions hypothetically reinvested at the ex-dividend date’s closing price. The current year shows year to date.

Annual total returns for OCTT
YearReturn barOCTT
2026 YTD+12.8%
2025+13.8%
2024+11.9%
2023+20.9%
2022−7.1%
2021+13.5%
2020+7.2%

History from Oct 1, 2020

OCTT in the news

Filtered to OCTT · S&P 500 Buffer 9-12%

OCTT Dividends

This fund pays no distributions.
—Last 12 months
Payout per share
—Last 12 months

No distributions in the last 12 months.

OCTT Risk

How much the fund’s monthly returns vary, scaled to a year.
7.6%
Annualised · 36 months to Sep 2026
How it’s calculated: standard deviation

The sample standard deviation of monthly total returns, multiplied by the square root of 12.

Uses up to 36 complete months, with at least 12 required. Total returns include reinvested distributions.

Return above 3-month US Treasury bills per unit of volatility.
1.33
vs 3-month T-bills · to Sep 2026
How it’s calculated: Sharpe ratio

Subtract each month’s Treasury-bill return from the fund’s monthly total return.

Divide the average of those excess returns by their sample standard deviation, then multiply by the square root of 12.

Uses up to 36 complete months, with at least 12 required. Each month uses the Treasury yield quoted at the end of the previous month.

The largest fall from a peak to the low that followed.
−13.5%
Trough Jun 2022
How it’s calculated: maximum drawdown

The largest percentage decline from an earlier peak, using total returns with reinvested distributions.

Uses up to five years through the last close, with at least 12 months required.

How strongly the fund’s returns move with its asset-class index.
0.60
vs its asset-class index
How it’s calculated: beta

The beta figure is supplied by FMP. The comparison index depends on the fund’s broad asset class.

OCTT Cost

Expense ratio0.74%
  • The middle half of S&P 500 Buffer 9-12% funds
  • Median 0.79%

16 of the 77 S&P 500 Buffer 9-12% funds charge less.

OCTT costs $74.00 a year on $10,000. The median S&P 500 Buffer 9-12% fund costs $79.00.

Other funds in S&P 500 Buffer 9-12%

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