Skip to content

SPAQ

GradeDNASDAQ Global Market

Horizon Kinetics SPAC Active ETF

Themes · Horizon Kinetics · Inception 2023-01-27 · SEC filings

$93.02−0.20 (−0.21%)

As of Sep 23, 2026, 12:00 PM EDT

History starts Jan 31, 2023.
Intraday session: down, 6 prints from 93.21 to 93.02. Range 93.02 to 93.92. Use the arrow keys to read each point.$93.20$93.60$94.0010 AM12 PM2 PM4 PM
Expense ratio
0.85%
Fund size
$10M
1Y return
+4.8%
Yield · Last 12 months
16.23%
Holdings
57
Volume · 30D
0M sh
NAV per share
$93.52
52W range
low $89.43high $108.25

The ETF.net SPAQ Grade

D

37/ 100

Rank 6 of 8 in IPO & Spin-Off

Confidence Low

Six-pillar profile for SPAQ. Scores out of 100: Cost 19, Risk 66, Mission not scored, Tradability 26, Holdings 68, Durability 30. Strongest: Holdings (68). Weakest: Cost (19). Based on 5 of 6 pillars.
F< 25
D≥ 25
C≥ 40
B≥ 55
A≥ 70

Score 37 of 100 sits in the D band. Bands: A ≥ 70, B ≥ 55, C ≥ 40, D ≥ 25, F < 25; the scale skips E.

  • Cost

    What you pay to own it — the expense ratio plus trading frictions, ranked within its category.
    FScore 19
    Category rank7/8 · bottom quartile
  • Mission

    How faithfully it does the job it claims — tracking its mandate or index with minimal slippage.
    Not scored
  • Risk

    How violently it can move — volatility, drawdown depth, and downside capture versus its category.
    BScore 66
    Category rank1/8 · top 13%
  • Tradability

    How cheaply and easily you can get in and out — liquidity, spread, and premium/discount stability.
    DScore 26
    Category rank7/8 · bottom quartile
  • Holdings

    What it actually owns — the quality, breadth, and concentration of the underlying portfolio.
    BScore 68
    Category rank2/7 · top 29%
  • Durability

    Whether it will still be here — the fund’s assets, age, flows, and issuer staying power.
    DScore 30
    Category rank8/8 · bottom quartile

Graded as of Sep 22, 2026 · Based on 5 of 6 pillars

Our read on SPAQ

ETF.net Research

DMost equity funds measure themselves against the stock market. This one sets its bar at a bank CD: an actively run basket of SPACs and their warrants, chasing realized gains above short-term interest rates.

Stated mandate

The Fund seeks realized capital gains above short-term interest rates on a risk-adjusted basis. It primarily pursues this objective by investing in SPACs that the sub-adviser expects to generate gains above comparable bank certificate-of-deposit income.

Why people hold it

  1. 01The mandate is unusually literal: realized capital gains above short-term rates, measured against what a comparable bank certificate of deposit would pay.
  2. 02Goes where index products rarely do: roughly 60 positions in SPACs plus the warrants and rights attached to them, chosen by a sub-adviser rather than a screen.
  3. 03Its peer group is mostly IPO and spin-off index funds (FPX, CSD, IPO). This is one of the few US ETFs pointed squarely at SPACs, and it has run since 2023.

Worth knowing

  1. 01Active management shows up in the fee: 0.85% a year versus a 0.70% peer median, and SPAC-focused rival SPCK charges no management fee at all.
  2. 02A small fund that trades thinly, so spreads can run wider than in the big index names in its category and order size matters more.
  3. 03Cash comes back once or twice a year at most, and with no index underneath, outcomes ride on the sub-adviser's deal-by-deal judgment.

SPAQ Holdings

As of Sep 20, 2026, 9:12 AM
Asset class
Stocks
Holdings
57
Top-10 weight
43%
Largest holding
OACC5.3%

Sectors

  • Financials100.0%

Geography

  • United States93.38%
  • Cayman Islands4.44%
  • United Kingdom2.18%
The fund’s holdings, weight-ordered — page 1 of 5.
#TickerCompanyWeight %SharesMarket valueIn ETFs
001OACCOaktree Acquisition Corp III Life Sciences5.33%50,006$536K1
002NHIVNewHold Investment Corp IV4.51%45,000$454K1
003VIIViking Acquisition Corp II4.28%43,824$431K1
004EVOXEvolution Global Acquisition Corp4.20%41,750$422K2
005CEPVCantor Equity Partners V Inc4.12%40,000$414K1
006WLIIWillow Lane Acquisition Corp II4.09%40,000$411K1
007OTGAOTG Acquisition Corp I4.08%40,000$410K1
008RNAQURainier Acquisition Corp4.06%40,000$408K2
009MTALMetals Acquisition Corp II4.05%39,999$407K2
010SAAQSpace Asset Acquisition Corp4.01%39,999$403K2
011DYNCDynamix Corp4.01%37,000$403K1
012KCA-UNKensington Capital Acquisition Corp VI4.00%40,000$402K1
013TMTSSpartacus Acquisition Corp II4.00%39,999$402K1
014MEVOM Evo Global Acquisition Corp II3.99%40,000$401K1
015ALOVAldabra 4 Liquidity Opportunity Vehicle Inc3.98%39,999$400K1

Showing 1–15 of 62 holdings

SPAQ Performance

Shows how $10,000 changes over the selected period, with cash distributions reinvested at the closing price on each ex-dividend date.

SPAQ$10,476
SPY tracks large US stocks. It provides market context, rather than representing this fund’s strategy, asset class or investment benchmark.$11,723
Sep 22, 2025 to Sep 22, 2026. SPAQ $10,476. SPY $11,723. Use the arrow keys to read each point.$9,353$10,646$11,940Sep 2025Mar 2026Sep 2026

Sep 22, 2025 – Sep 22, 2026

Returns run to the Sep 22, 2026 close, with cash distributions reinvested. Each period starts on the same date that many months or years earlier. Periods over one year show the average yearly return.

Trailing total return for SPAQ. Periods over one year show the average yearly return.
PeriodSPAQ
Year to date+2.8%
1 month−0.1%
3 months−0.7%
1 year+4.8%
3 years+5.2%per year
5 yearsFund is under 5 years oldper year
10 yearsFund is under 10 years oldper year

As of the close, with distributions reinvested.

Calendar-year total return with cash distributions hypothetically reinvested at the ex-dividend date’s closing price. The current year shows year to date.

Annual total returns for SPAQ
YearReturn barSPAQ
2026 YTD+2.8%
2025+7.4%
2024+4.3%
2023+4.9%

History from Jan 31, 2023

SPAQ in the news

ETF.net Research hasn’t filed on SPAQ yet — coverage lands here as it’s written.

SPAQ Dividends

Adds up every distribution paid per share over the last 12 months, divided by the last completed close. Distributions are counted by ex-date. Data through Sep 22, 2026.
16.23%Last 12 months
Payout per share
$15.13Last 12 months
Last payment
$15.13 per share
Paid on
Shares bought on or after this date do not qualify for this distribution.
Frequency
Annual

Distribution history

2023–2026

One bar per payment. 3 payments from 2023 to 2026 YTD. Dec 27, 2023 $2.53; Dec 24, 2024 $2.95; Dec 23, 2025 $15.13. Use the arrow keys to read each point.2023202420252026YTD
Ex-datePay dateAmount per share
Dec 23, 2025Dec 24, 2025$15.13
Dec 24, 2024Dec 26, 2024$2.95
Dec 27, 2023Dec 29, 2023$2.53

SPAQ Risk

How much the fund’s monthly returns vary, scaled to a year.
2.5%
Annualised · 36 months to Aug 2026
How it’s calculated: standard deviation

The sample standard deviation of monthly total returns, multiplied by the square root of 12.

Uses up to 36 complete months, with at least 12 required. Total returns include reinvested distributions.

Return above 3-month US Treasury bills per unit of volatility.
0.34
vs 3-month T-bills · to Aug 2026
How it’s calculated: Sharpe ratio

Subtract each month’s Treasury-bill return from the fund’s monthly total return.

Divide the average of those excess returns by their sample standard deviation, then multiply by the square root of 12.

Uses up to 36 complete months, with at least 12 required. Each month uses the Treasury yield quoted at the end of the previous month.

The largest fall from a peak to the low that followed.
−5.3%
43 months · trough Sep 2025
How it’s calculated: maximum drawdown

The largest percentage decline from an earlier peak, using total returns with reinvested distributions.

Uses up to five years through the last close, with at least 12 months required.

How strongly the fund’s returns move with its asset-class index.
0.04
vs its asset-class index
How it’s calculated: beta

The beta figure is supplied by FMP. The comparison index depends on the fund’s broad asset class.

SPAQ Cost

Expense ratio0.85%
  • The middle half of IPO & Spin-Off funds
  • Median 0.70%

6 of the 8 IPO & Spin-Off funds charge less.

SPAQ costs $85.00 a year on $10,000. The median IPO & Spin-Off fund costs $70.00.