AAUA vs STXK: Grades, Fees and Holdings Compared

Alpha Architect US Equity 3 ETF

AAUABCboe

Strive Small-Cap ETF

STXKCNYSE

Overlap

0.2%by weight

Expense ratio

AAUA −0.09pt a year

AAUA0.09%STXK0.18%

Avg volume · 30D

STXK 1.7×the volume

AAUA4.32KSTXK7.43K

AAUA vs STXK Performance

Jul 31, 2026 – Oct 30, 2026

+1.1%AAUA−3.7%STXK

Expense ratio: AAUA 0.09%, better; STXK 0.18%
Fund size: AAUA $357M; STXK $78M
1Y total return: AAUA No data; STXK +11.9%
Yield (12M): AAUA No data; STXK 1.20%
Holdings: AAUA 380; STXK 601
Avg volume (30D): AAUA 4.32K sh; STXK 7.43K sh, better
NAV per share: AAUA $57.83; STXK $36.88
52W range

ETF.net Grade

Pillar letters and Scores for AAUA, STXK, with each pillar’s weight
Pillar	AAUA	STXK
Cost30% weight	B59Higher	D36
Mission25% weight	Not scored	A78
Risk15% weight	A77Higher	D32
Tradability15% weight	C40Higher	D33
Holdings10% weight	C44	A81Higher
Durability5% weight	F24	D38Higher

Rank among US Stocks funds

How we build Categories ›

Same Category. AAUA and STXK are both graded against the same 7 US Stocks funds, so their Grades compare head to head.

US Stocks⁠

Category · 7 funds

See all 7 ›

AAUA ranks 4th and STXK 5th of 7 funds in the US Stocks Category.

Rank 1AGSUSGoldman Sachs MarketBeta U.S. Equity ETFScore 80
Rank 2BGUSAGoldman Sachs MarketBeta US 1000 Equity ETFScore 66
Rank 3BAAEQAlpha Architect US Equity 2 ETFScore 62
Rank 4BAAUAAlpha Architect US Equity 3 ETFScore 54
Rank 5CSTXKStrive Small-Cap ETFScore 50
Rank 6DJSMDJanus Henderson Small/Mid Cap Growth Alpha ETFScore 36

Our read on each fund

ETF.net Research

AAUABAlpha Architect US Equity 3 ETF

STXKCStrive Small-Cap ETF

In short

AAUA No data

STXK Strive's swing at small caps: one ticker for roughly 600 smaller U.S. companies, tracking Bloomberg's US 2000 index for 0.18% a year, a hair under its peer group's median fee.

Stated mandate

AAUA No data

STXK The Fund seeks to track the investment results of the Bloomberg US 2000 Index, representing U.S. small- and mid-capitalization equities.

Why people hold it

AAUA No data

STXK Charges 0.18% a year, under the 0.20% median for its peer group and well below the 0.30% on Janus Henderson's small/mid growth fund, JSMD.
Roughly 600 small- and mid-cap U.S. stocks in one line item, so the outcome rides on the smaller end of the market rather than a handful of names.
Simple, legible job: track the Bloomberg US 2000 and stay in U.S. equities. On mandate fidelity it lands in the upper half of its peer group.
Standard 1940 Act fund structure with quarterly distributions. No leverage, no derivatives wrapper, no options overlay to decode.

Worth knowing

AAUA No data

STXK Thinly traded, so bid/ask spreads can run wider than on the household-name small-cap funds.
Small and mid caps move harder in both directions than large-cap benchmarks. Bumpier ride is the price of admission here.
Launched in 2022 and still modest in size, so the track record is short next to the decades-old small-cap index funds.

Full AAUA profile⁠

Full STXK profile⁠

AAUA vs STXK Holdings

How AAUA and STXK differ

Overlap by weight

0.2%

Shared holdings make up 0.5% of STXK and 0.2% of AAUA.

Level by level

Holdings1 in both0.2%
Sector11 Sectors68.7%
Countryby domicile98.8%
Asset classEquity100%

Sector

Sector weights in AAUA and STXK, widest gap first
Sector	More in AAUAMore in STXK	AAUA	STXK
Technology	AAUA +23.3 points	40.8%	17.5%
Industrials	STXK +7.5 points	7.8%	15.3%
Communication	AAUA +7.1 points	9.6%	2.5%
Financials	STXK +4.4 points	11.3%	15.7%
Real Estate	STXK +4.3 points	1.7%	6.0%
Consumer Discretionary	STXK +4.1 points	8.4%	12.5%
Health Care	STXK +3.5 points	9.2%	12.7%
Energy	STXK +3.0 points	3.7%	6.7%
Materials	STXK +2.8 points	1.7%	4.5%
Utilities	STXK +1.8 points	1.7%	3.5%
Consumer Staples	AAUA +0.9 points	4.1%	3.2%

Country, concentration and asset class

Country by domicile

Country weights in AAUA and STXK, widest gap first
Country	More in AAUAMore in STXK	AAUA	STXK
United States	AAUA +1.0 points	99.5%	98.5%
Other countries (10)	STXK +0.9 points	0.6%	1.5%

Concentration

Weight in the 10 largest Holdings

AAUA40.4%
STXK3.5%

Securities held

AAUA379
STXK600

Asset class

AAUA: Equity
STXK: Equity

Holdings

Only in AAUA378
In both1
Only in STXK599

Only in AAUA

378 securities, 99.8% of AAUA by weight

NVIDIA Corp7.02%
Apple Inc6.87%
Microsoft Corp5.38%
State Street SPDR Portfolio S&P 500 ETF4.82%
iShares Core S&P 500 ETF4.81%
Amazon.com Inc3.31%
Alphabet Inc2.29%
Broadcom Inc2.16%
Meta Platforms Inc1.91%
Alphabet Inc1.85%
Eli Lilly & Co1.54%
Tesla Inc1.53%
Micron Technology Inc1.45%
Berkshire Hathaway Inc1.30%
JPMorgan Chase & Co.1.23%
Advanced Micro Devices Inc1.21%
ExxonMobil Holdings Corp1.10%
Johnson & Johnson1.02%
Visa Inc0.97%
AbbVie Inc0.71%
Walmart Inc0.69%
Chevron Corp0.68%
Mastercard Inc0.66%
Cisco Systems Inc0.63%
Coca-Cola Co/The0.63%
Palantir Technologies Inc0.59%
Merck & Co Inc0.58%
Costco Wholesale Corp0.50%
Intel Corp0.49%
Philip Morris International Inc0.48%
Bank of America Corp0.47%
Applied Materials Inc0.47%
Procter & Gamble Co/The0.46%
Palo Alto Networks Inc0.46%
Caterpillar Inc0.46%
UnitedHealth Group Inc0.46%
Lam Research Corp0.46%
Texas Instruments Inc0.42%
Goldman Sachs Group Inc/The0.41%
RTX Corp0.41%
Ge Aerospace0.40%
Crowdstrike Holdings Inc0.39%
Amgen Inc0.37%
Morgan Stanley0.37%
Thermo Fisher Scientific Inc0.36%
GE Vernova Inc0.36%
Analog Devices Inc0.36%
Home Depot Inc/The0.35%
Verizon Communications Inc0.34%
Welltower Inc0.34%

Only in STXK

599 securities, 99.5% of STXK by weight

Elastic NV0.39%
SentinelOne Inc0.38%
Cleveland-Cliffs Inc0.36%
InterDigital Inc0.35%
10X Genomics Inc0.35%
Qualys Inc0.35%
Gitlab Inc0.34%
Crocs Inc0.33%
Abercrombie & Fitch Co0.33%
Matador Resources Co0.33%
Avnet Inc0.32%
EPAM Systems Inc0.32%
VF Corp0.32%
Mohawk Industries Inc0.32%
Federal Signal Corp0.31%
FormFactor Inc0.31%
NOV Inc0.31%
MSA Safety Inc0.31%
Transocean Ltd0.31%
Commvault Systems Inc0.30%
Matson Inc0.30%
Zeta Global Holdings Corp0.30%
Genpact Ltd0.30%
Amdocs Ltd0.30%
H&R Block Inc0.30%
Southwest Gas Holdings Inc0.30%
Weatherford International PLC0.29%
TXNM Energy Inc0.29%
United Bankshares Inc/WV0.29%
Black Hills Corp0.29%
Ligand Pharmaceuticals Inc0.29%
Fluor Corp0.29%
elf Beauty Inc0.29%
Science Applications International Corp0.29%
Lantheus Holdings Inc0.29%
Teleflex Inc0.29%
GATX Corp0.29%
Noble Corp PLC0.29%
FNB Corp/PA0.28%
ExlService Holdings Inc0.28%
MP Materials Corp0.28%
Churchill Downs Inc0.28%
Frontdoor Inc0.28%
Glacier Bancorp Inc0.28%
Essent Group Ltd0.28%
Murphy Oil Corp0.28%
Valaris Ltd0.28%
Ingredion Inc0.27%
Casella Waste Systems Inc0.27%
Magnolia Oil & Gas Corp0.27%

Weight gaps

All 1 Holdings in both funds, largest gap first.

Holding weights in AAUA and STXK, widest gap first
Holding	More in AAUAMore in STXK	AAUA	STXK
First American Government Obligations Fund 12/01/2031	STXK +0.09 points	0.11%	0.20%

All AAUA holdings⁠All 591 STXK holdings⁠

How we measure overlap

Each holding counts at its smaller weight in the two funds, summed over the full Holdings. Sector, country and asset class use the same rule on each fund’s split. Cash, FX and derivative lines stay out of the counts. Two bond funds get no overlap figure.

AAUA vs STXK Cost

Overpaying STXK vs AAUA

$1,851

On $10,000 over 30 years. 7% growth a year before fees, expense ratio only.

AAUA 0.09%
$1,898
STXK 0.18%
$3,749

Amount$10,000

Years30 years

Cost over time

AAUA 0.09%
STXK 0.18%
Overpaying

Year by year

Year	AAUA	STXK	Overpaying
10	$165	$328	$163
20	$646	$1,281	$635
30	$1,898	$3,749	$1,851

Expense ratio

0.09%AAUA, cheaper
0.18%STXK

AAUA0.09%STXK0.18%

0.07%0.30%

Middle half of US Stocks funds
Median 0.10%

AAUA 2nd cheapest of 7 funds

STXK 5th cheapest of 7 funds

AAUA vs STXK Dividends

Last 12 months to Oct 30, 2026

Yield (12M): AAUA No data; STXK 1.20%
Payout (12M): AAUA None; STXK $0.44
Last payment: AAUA No data; STXK $0.10
Ex-dividend: AAUA No data; STXK Sep 28, 2026
Paid on: AAUA No data; STXK Sep 30, 2026
Frequency: AAUA No data; STXK Quarterly

Distribution history

Per share, 2022 to 2026, same scale for both

AAUAAll AAUA payments⁠

No distribution history available.

STXKQuarterly · 16 paymentsAll STXK payments⁠

AAUA vs STXK Risk

Fall from peak · 5 years

This chart needs five years of history for both funds.

Risk facts

VolatilityStd dev, 3 years: AAUA No dataSTXK 17.7%
Return per unit of riskSharpe ratio, 3 years: AAUA No dataSTXK 0.74
Worst fallMax drawdown, 5 years: AAUA No dataSTXK −27.1%since Nov 2022
Market sensitivityBeta, 5 years: AAUA 1.03STXK 1.13; Market = 1

AAUA and STXK in the news

All news⁠

Filings Digest
11 Strive funds will move to NYSE Arca on Dec. 15
Oct 29, 2026STXK

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AAUA vs STXK

In short

Stated mandate

Why people hold it

Worth knowing

How AAUA and STXK differ

Level by level

Sector

Country, concentration and asset class

Country by domicile

Concentration

Asset class

Holdings

Only in AAUA

Only in STXK

Weight gaps

Cost over time

Year by year

Distribution history

Fall from peak · 5 years

Risk facts

11 Strive funds will move to NYSE Arca on Dec. 15

How AAUA and STXK differ

Level by level

Sector

Country, concentration and asset class

Country by domicile

Concentration

Asset class

Holdings

Only in AAUA

Only in STXK

Weight gaps